SEC

It was fun while it lasted…

December 23, 2020December 23, 2020

Jay Clayton, who has served as the chairman of the United States Securities and Exchange Commission since May 2017, will be leaving the agency by the end of 2021.

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November 16, 2020November 16, 2020

T-Mobile has agreed to pay a $200 million fine to resolve an investigation into subsidiary Sprint, which was caught taking millions of dollars in government subsidies for “serving” 885,000 low-income Americans who weren’t using Sprint service.

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November 4, 2020November 4, 2020

SEC votes to amend overly complex procedures for exempt security offerings. The SEC also voted to change its Regulation Crowdfunding offering guidelines, raising the limit from $1.07 million to $5 million, and removing investment limits for accredited investors.

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November 2, 2020November 2, 2020